On June 6, 2022, pursuant to section 143.4 of the Securities Act (Ontario), amendments to the following rules came into force:

  • National Instrument 33-109 Registration Information (NI 33-109), and
  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).

Furthermore, on June 6, 2022, pursuant to section 69 of the Commodity Futures Act (Ontario), amendments to Ontario Securities Commission Rule 33-506 (Commodity Futures Act) Registration Information (OSC Rule 33-506) came into force.

The amendments to NI 33-109, NI 31-103 and OSC Rule 33-506, as well as corresponding changes to their Companion Policies, were published in the Bulletin on December 16, 2021 at (2021), 44 OSCB Supp-4.

For more information, please call Barbara Hendrickson at BAX Securities Law (416) 601 -1004.

This publication is not intended to constitute legal advice. No one should act on it or refrain from acting on it without consulting with a lawyer. BAX does not warrant or guarantee the accuracy or currency or completeness of the publication. No part of this publication may be reproduced without the prior written permission of BAX Securities Law.