Fintech
FinTech is a rapidly growing sector and is a focus of considerable investment activity in the Canadian capital and financial markets. It is also a highly regulated area. If you are looking to enter into the FinTech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs including with the Ontario Securities Commission (OSC), Canadian Investment Regulatory Association (CIRO), the Financial Services Regulatory Authority (FSRA) and the Office of the Superintendent of Financial Institutions (OSFI).
We have been servicing clients in the cryptocurrency space since 2017 and specializes in the registration of crypto trading platforms, advising securities registrants including restricted and investment dealers, portfolio managers and investment fund managers and crypto funds on a wide arrange of laws, including, securities, consumer protection, FINTRAC money service registration, anti-money laundering, financial services regulation and payment processing.
We advise clients in the Fintech and Proptech industries, investment funds, as well as tokenization projects in the real estate syndication, venture capital, private equity, and commodities (carbon, energy, and minerals) sectors, as well as P2P and B2B platforms in a variety of financial services, equity and debt contexts.
If you are seeking advice on setting up a business in the FinTech area, we can assist.
BAX Securities Law is one of Canada’s leading corporate securities law firms.
