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Award Winning Corporate Securities Law Firm

Photo: Canada, Nunavut Territory

Focusing on Corporate Securities and Financial Services

We understand your legal business needs in today’s financial markets. BAX offers in-depth expertise.

Corporate Finance & Securities

Corporate Finance & Securities

BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.

Investment Funds

Investment Funds

We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues.

Financial Services Regulation & Enforcement

Financial Services Regulation & Enforcement

We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings

Artificial Intelligence

Financial Services Regulation & Enforcement

We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings

Fintech

Fintech

If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.

Real Estate Syndications

Real Estate Syndications

Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal.

Securities Regulation & Enforcement

Securities Regulation & Enforcement

We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.

Cryptocurrency

Securities Regulation & Enforcement

We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.

BAX SECURITIES LAW FOUNDER

Barbara Hendrickson

Based in Toronto, Ontario, Barbara Hendrickson, is the Managing Partner of BAX Securities Law, a firm that she founded nearly 15 years ago. In the intervening years, BAX Securities Law has received a number of recognitions including Canadian Lawyer’s top 10 corporate boutique law firms and Best Lawyers’, Best Law Firms in Canada. Barbara has practiced in the securities and corporate areas for over 25 years, including with a leading international law firm, a leading national law firm and as senior legal counsel with the Ontario Securities Commission.

We understand your legal business needs in today’s financial markets.

BAX offers in-depth expertise.

  • BAX specializes in high quality and efficient legal services

    BAX Securities Law focuses on bespoke solutions tailored to each client’s individual business needs. That focus, combined with decades of experience, allows us to provide creative solutions to our client’s complex legal issues.

  • BAX provides legal and regulatory advice

    We advise on various asset classes including equity, debt, commodities, derivatives, crypto assets, private equity, venture capital, real estate and mortgages including syndicated mortgages.

  • BAX advises in the Blockchain, FinTech and crypto asset sectors

    BAX has direct experience dealing with Canadian financial services regulatory bodies including FSRA, FINTRAC and OSFI and can assist with risk -management and compliance strategies.

BAX Securities Law
Toronto Office
390 Bay Street, Suite 1000
Toronto, ON M5H 2Y2
T: 416.601.1004
C: 647.403.4606
E: bhendrickson@baxsecuritieslaw.com

Book a Consulation

BAX Securities Law is one of Canada’s leading corporate securities law firms. If you wish to discuss retaining BAX Securities Law to provide you with legal services, please book a consultation or reach out via phone or email.

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BAX Securities Law is one of Canada’s leading corporate securities law firms. 

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