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Award Winning Corporate Securities Law Firm

Corporate Finance & Securities

Corporate Finance & Securities

BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.

Investment Funds

Investment Funds

We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues.

Financial Services Regulation & Enforcement

Financial Services Regulation & Enforcement

We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings

Artificial Intelligence

Financial Services Regulation & Enforcement

We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings

Fintech

Fintech

If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.

Real Estate Syndications

Real Estate Syndications

Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal.

Securities Regulation & Enforcement

Securities Regulation & Enforcement

We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.

Cryptocurrency

Securities Regulation & Enforcement

We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.

Barbara Hendrickson

Based in Toronto, Ontario, Barbara Hendrickson, is the Managing Partner of BAX Securities Law, a firm that she founded nearly 15 years ago. In the intervening years, BAX Securities Law has received a number of recognitions including Canadian Lawyer’s top 10 corporate boutique law firms and Best Lawyers’, Best Law Firms in Canada. Barbara has practiced in the securities and corporate areas for over 25 years, including with a leading international law firm, a leading national law firm and as senior legal counsel with the Ontario Securities Commission.

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