
BAX SECURITIES LAW
Award Winning Corporate Securities Law Firm




We understand your legal business needs in today’s financial markets. BAX offers in-depth expertise.
Specializing in Canadian Corporate Securities and Financial Services

Corporate Finance & Securities
BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.

Investment Funds
We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues.

Financial Services Regulation & Enforcement
We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings

Fintech
If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.

Real Estate Syndications
Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal.

Securities Regulation & Enforcement
We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.
Latest Corporate Securities News
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BAX Securities Law Invites you to Funding Your Fintech: Navigating the Drought in Canadian Venture Capital
October 23, 2025 9:30AM EST Webinar Please join Barbara Hendrickson and Robb Miller for our webinar on “Funding Your Fintech: Navigating the Drought in Canadian Venture Capital.” The webinar is in first…
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BCSC Compliance Report Card Highlights 2024 Compliance Reviews
The British Columbia Securities Commission (BCSC) has published its 2024 Annual Compliance Report Card (the Report Card), which details the know-your-client (KYC) deficiencies of BC investment firms that underwent compliance reviews. The…
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OSC Provides Update On Initiatives To Support Capital-Raising For Early-Stage Businesses
The Ontario Securities Commission (OSC) recently provided an update on OSC TestLab: Early-Stage Capital Raising (Early-Stage Capital Raising), a set of initiatives to support capital-raising for early-stage Ontario businesses announced in May…
Book a Consulation
BAX Securities Law is one of Canada’s leading corporate securities law firms. If you wish to discuss retaining BAX Securities Law to provide you with legal services, please book a consultation or reach out via phone or email.
BAX Securities Law
Toronto Office
390 Bay Street, Suite 1000
Toronto, ON M5H 2Y2
T: 416.601.1004
C: 647.403.4606
E: bhendrickson@baxsecuritieslaw.com