BAX SECURITIES LAW
Award Winning Corporate Securities Law Firm
We understand your legal business needs in today’s financial markets. BAX offers in-depth expertise.
Specializing in Canadian Corporate Securities and Financial Services
Corporate Finance & Securities
BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.
Investment Funds
We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues.
Financial Services Regulation & Enforcement
We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings
Fintech
If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.
Real Estate Syndications
Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal.
Securities Regulation & Enforcement
We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.
Latest Corporate Securities News
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CIRO Publishes Proposed Disgorgement Rules for Comment and Review
The Canadian Investment Regulatory Organization (CIRO) is publishing for comment proposed amendments to the Mutual Fund Dealer (MFD) Rules to specifically provide for disgorgement to conform with the Investment Dealer and Partially…
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Bank of Canada issues update on Payment Service Providers Registry
The Bank of Canada (The Bank) has announced that effective September 8, 2025, it will publish a list of Payment Service Providers (PSPs) that have registered under the Retail Payment Activities Act…
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CSA’s 2024-2025 Year in Review Highlights Increased Crypto Enforcement Actions
The Canadian Securities Administrators (CSA) recently published their 2024 – 2025 Year in Review (The Year in Review), highlighting the regulator’s activities during the past year, including the issuing of over one…
Book a Consulation
BAX Securities Law is one of Canada’s leading corporate securities law firms. If you wish to discuss retaining BAX Securities Law to provide you with legal services, please book a consultation or reach out via phone or email.
BAX Securities Law
Toronto Office
390 Bay Street, Suite 1000
Toronto, ON M5H 2Y2
T: 416.601.1004
C: 647.403.4606
E: bhendrickson@baxsecuritieslaw.com