
BAX SECURITIES LAW
Award Winning Corporate Securities Law Firm




We understand your legal business needs in today’s financial markets. BAX offers in-depth expertise.
Specializing in Canadian Corporate Securities and Financial Services

Corporate Finance & Securities
BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.

Investment Funds
We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues.

Financial Services Regulation & Enforcement
We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings

Fintech
If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.

Real Estate Syndications
Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal.

Securities Regulation & Enforcement
We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.
Latest Corporate Securities News
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OSC’s Registration, Inspections And Examinations Division Publishes its 2025 Annual Report
The Ontario Securities Commission (OSC)’s Registration, Inspections and Examinations (RIE) Division has published OSC Staff Notice 33-759 − Registration, Inspections and Examinations Division − 2025 Annual Report (the Annual Report). The RIE…
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CSA Announces Exemptions for Investment Funds to Facilitate Access to The Bank Of Canada’s Contingent Term Repo Facility
The Canadian Securities Administrators (CSA) recently published CSA Notice 81-930 – Exemptions from Certain Repurchase Transactions Requirements for Investment Funds, a coordinated series of blanket orders granting exemptive relief to facilitate access…
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CSA Publishes for Review and Comment Proposed Process Refinements and Dispute Resolution Oversight
The Canadian Securities Administrators (CSA) has recently published for review and comment CSA Notice and Request for Comment 25-314 – Proposed approach to oversight and refinements to the proposed binding authority framework…
Book a Consulation
BAX Securities Law is one of Canada’s leading corporate securities law firms. If you wish to discuss retaining BAX Securities Law to provide you with legal services, please book a consultation or reach out via phone or email.
BAX Securities Law
Toronto Office
390 Bay Street, Suite 1000
Toronto, ON M5H 2Y2
T: 416.601.1004
C: 647.403.4606
E: bhendrickson@baxsecuritieslaw.com