BAX SECURITIES LAW
Award Winning Corporate Securities Law Firm
We understand your legal business needs in today’s financial markets. BAX offers in-depth expertise.
Specializing in Canadian Corporate Securities and Financial Services
Corporate Finance & Securities
BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.
Investment Funds
We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues.
Financial Services Regulation & Enforcement
We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings
Fintech
If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.
Real Estate Syndications
Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal.
Securities Regulation & Enforcement
We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.
Latest Corporate Securities News
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OSC Adopts New Framework For Distributing Disgorged Funds Collected To Harmed Investors
The Ontario Securities Commission (OSC) has published a new statutory framework that will facilitate distributing amounts collected by the OSC under disgorgement orders to harmed investors (the Final Rules). Briefly, the Final…
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CSA Proposes Amendments To Modernize And Streamline Mining Disclosure Standards
The Canadian Securities Administrators (CSA) is seeking feedback on proposed amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects (The Proposed Amendments). They are being published for a 120-day comment…
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Ontario Securities Commission announces 2025-26 examination priorities (OSC Staff Notice 33-758)
The Ontario Securities Commission’s (OSC) Registration, Inspections and Examinations Division (RIE) recently published its 2025-26 Examination Priorities (the Examination Priorities) (OSC Staff Notice 33-758). The RIE is responsible for the ongoing supervision…
Book a Consulation
BAX Securities Law is one of Canada’s leading corporate securities law firms. If you wish to discuss retaining BAX Securities Law to provide you with legal services, please book a consultation or reach out via phone or email.
BAX Securities Law
Toronto Office
390 Bay Street, Suite 1000
Toronto, ON M5H 2Y2
T: 416.601.1004
C: 647.403.4606
E: bhendrickson@baxsecuritieslaw.com