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Award Winning Corporate Securities Law Firm

Specializing in Canadian Corporate Securities and Financial Services

We understand your legal business needs in today’s financial markets. BAX offers in-depth expertise.

BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.

We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues. 

We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings

If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.

Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal. 

We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.

Providing high quality and efficient legal services

 Barbara Hendrickson, is the Managing Partner and Founder of BAX Securities Law. Barbara has practiced in the securities and corporate areas for nearly 30 years and as senior legal counsel with the Ontario Securities Commission. As a former regulator and experienced securities lawyer, Barbara brings a special combination of skills and abilities to assist her clients.

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