by Barbara Hendrickson | Nov 24, 2017
On October 5, 2017, the participating jurisdictions of the securities regulatory authorities of all provinces with the exceptions of British Columbia and PEI (the “Participating Jurisdictions”) published a review (the Staff Notice) of disclosure regarding women on...
by Barbara Hendrickson | Nov 20, 2017
On November 17, 2017, the Ontario Government released its 2017 Ontario Economic and Fiscal Review (the Review). The Review contains advance notice of two important forthcoming changes for the securities industry in Ontario. First, it confirmed that the province is...
by Barbara Hendrickson | Nov 20, 2017
Pressure is continuing to grow on Canadian companies to disclose the risks associated with climate change. In late October, 2017, thirty Canadian and international financial institutions and pension funds representing approximately CAD $1.2 trillion in assets under...
by Barbara Hendrickson | Nov 6, 2017
On October 26, 2017, the Canadian Securities Administrators (“CSA”) published CSA Consultation Paper 52-404, Approach to Director and Audit Committee Member Independence (“Consultation Paper”). The purpose of the Consultation Paper is to encourage a discussion...
by Barbara Hendrickson | Oct 30, 2017
On October 19, 2017, the Canadian Securities Administrators (“CSA”) published CSA Staff Notice 33-321 Cyber Security and Social Media, which summarizes survey results of registered firms’ cyber security and social media practices, in addition to providing...
by Barbara Hendrickson | Oct 30, 2017
On October 23, 2017, the Ontario Securities Commission (“OSC”) has granted approval to the province’s first regulated Initial Coin Offering (“ICO”) in a decision (“decision”). The OSC granted regulatory relief to Toronto-based TokenFunder Inc. (“TokenFunder”). This...
by Barbara Hendrickson | Oct 25, 2017
On October 19, 2017, the Canadian Securities Administrators (“CSA”) published CSA Staff Notice 33-321 Cyber Security and Social Media, (“Notice”) which summarizes survey results of registered firms’ cyber security and social media practices, in addition to...
by Barbara Hendrickson | Oct 9, 2017
On September 21, 2017, the British Columbia Securities Commission (“BCSC”) published the amended BC Instrument 45-535 Start-up Crowdfunding Registration and Prospectus Exemptions, (the “BC Instrument 45-515”), which details improvements to crowdfunding rules that will...
by Barbara Hendrickson | Oct 1, 2017
On September 21, 2017, the British Columbia Securities Commission (“BCSC”) published the amended BC Instrument 45-535 Start-up Crowdfunding Registration and Prospectus Exemptions, (the “BC Instrument 45-515”), which details improvements to crowdfunding rules that will...
by Barbara Hendrickson | Oct 1, 2017
On September 28, 2017, the Canadian Securities Administrators (“CSA”) announced the implementation of Multilateral Instrument 91-102 Prohibition of Binary Options (“MI 91-102” or the “Instrument”) and the Companion Policy 91-102 Prohibition of Binary Options (“CP...
