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OSC Publishes Summary Report for Dealers, Advisers, and Investment Fund Managers

by Barbara Hendrickson | Aug 13, 2019

The Ontario Securities Commission (OSC) has published Staff Notice 33-750 Summary Report for Dealers, Advisers and Investment Fund Managers (the Staff Notice or Summary Report), which reviews information impacting registration, information from compliance reviews, and...

About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

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416.601.1004
bhendrickson@baxsecuritieslaw.com

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