A recent report by the Ontario Securities Commission (OSC) and the Canadian Investment Regulatory Organization (CIRO), Sales Culture Concerns at Five of Canada’s Bank-Affiliated Dealers (The Report). The Report, which presents survey results from nearly… Securities Regulators’ Report Highlights Sales Culture Concerns at Canada’s Largest Bank-Affiliated Dealers

The Canadian Securities Administrators (CSA) have recently published CSA Staff Notice 51-366 Regulatory Concerns with Certain Asset or Business Acquisitions (the Staff Notice) that provides guidance about regulatory concerns with certain with certain asset or… Canadian Securities Regulators Issue Guidance About Regulatory Concerns With Certain Asset Or Business Acquisitions

Bill C-2, The Strong Borders Act (the Bill) was recently introduced in the Parliament of Canada as a centrepiece legislation of the new Liberal Government of Prime Minister Mark Carney. The Bill, if passed, proposes… The Strong Borders Act amends the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)

The Ontario Securities Commission (OSC) has published a new statutory framework that will facilitate distributing amounts collected by the OSC under disgorgement orders to harmed investors (the Final Rules). Briefly, the Final Rules consist of:… OSC Adopts New Framework For Distributing Disgorged Funds Collected To Harmed Investors

The Canadian Securities Administrators (CSA) is seeking feedback on proposed amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects (The Proposed Amendments). They are being published for a 120-day comment period ending August… CSA Proposes Amendments To Modernize And Streamline Mining Disclosure Standards

The Ontario Securities Commission’s (OSC) Registration, Inspections and Examinations Division (RIE) recently published its 2025-26 Examination Priorities (the Examination Priorities) (OSC Staff Notice 33-758). The RIE is responsible for the ongoing supervision of firms and… Ontario Securities Commission announces 2025-26 examination priorities (OSC Staff Notice 33-758)

The Ontario Securities Commission (OSC) has published proposed amendments (Proposed Amendments) to Ontario Securities Commission Rule 48-501 Trading during Distributions, Formal Bids and Share Exchange Transactions (Rule 48-501) and consequential changes (Proposed Changes)to the Companion… Ontario Securities Commission Publishes Amendments To Rules Governing Trading During Distributions, Formal Bids, And Share Exchange Transactions

In response to recent events, the Canadian Securities Administrators (CSA) is introducing measures to support market participants that choose to go public, maintain a listing, and contribute to capital formation in Canada through a series of Coordinated Blanket Orders (the Blanket Orders). A multi-faceted prospectus…

Toronto, May 8, 2025: BAX Securities Law is pleased to invite friends and colleagues to the next meeting on Thursday May 15, 2025, at 9:30 am at Chefs Hall, 111 Richmond St. W in downtown Toronto (Lost Coffee area). The Toronto Business Lawyers Association was created by Barbara Hendrickson,…