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OSC awards over half a million to three whistleblowers

The Ontario Securities Commission (OSC) announced on November 17, 2020 that it has awarded a total of CAD $585,000 to three whistleblowers, each of whom provided timely, specific and credible information that helped advance enforcement action resulting in monetary payments to the OSC. According to…

Alberta And Saskatchewan Securities Regulators Seek Comment On Proposed New Exemption Designed To Facilitate Access To Capital

On November 20, 2020,  of the Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) announced a proposed new prospectus exemption designed to provide greater access to capital for Alberta and Saskatchewan businesses and broaden investment opportunities for Alberta and…

OSC, ASC and AMF invite businesses to participate in cross-border testing

On October 29, 2020 the Ontario Securities Commission (OSC), Alberta Securities Commission (ASC) and Autorité des marchés financiers (AMF) announced that they are inviting businesses in their respective markets to apply to test innovative products, services and business models across international borders. The initiative allows eligible…

OSC Publishes Charter for Innovation Office

On October 29, 2020, the Ontario Securities Commission (OSC) announced that it has created  a new branch – the Office of Economic Growth & Innovation (Innovation Office), which is “focused on supporting economic growth and innovation in Ontario’s capital markets.” and a Charter “to build a…

Barbara Hendrickson on ReferToHer List

Barbara Hendrickson, the managing partner and founder of BAX Securities Law, has been placed on the ReferToHer list as an expert in the Securities & Capital Markets area. ReferToHer was launched in June 2019, as a directory of experienced women lawyers in Canada. (see: https://refertoher.com)…