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Alberta and Saskatchewan Expand Self-Certified Investor Prospectus Exemption

by Barbara Hendrickson | Aug 5, 2022

The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) have amended the self-certified investor prospectus exemption in response to market feedback to provide greater flexibility to businesses and investors in...

Chartered Professional Accountants of Canada Publish Climate Governance Guide

by Barbara Hendrickson | Aug 5, 2022

Amid the continuing challenges posed by climate change, The Chartered Professional Accountants of Canada (CPA Canada) has published its guide for audit committees in their oversight of climate change, Climate Change – A Role for Audit Committees (the Guide). The Guide...

Canadian Securities Administrators Publish 2022 – 2025 Business Plan

by Barbara Hendrickson | Jul 12, 2022

The Canadian Securities Administrators (CSA) have published 2022-2025 CSA Business Plan (The Business Plan). The Business Plan, approved on June 9, 2022, sets out the priorities that the CSA has committed to pursue collaboratively over the next three years. The...

Comment Period on Mineral Disclosure Consultation Extended

by Barbara Hendrickson | Jul 4, 2022

The Canadian Securities Administrators (CSA) have extended the consultation period for CSA Consultation Paper 43-401 Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects (The Consultation Paper) a further 60 days, now ending on...

Canadian Securities Administrators Publish 2021-2022 Enforcement Report

by Barbara Hendrickson | Jul 4, 2022

The Canadian Securities Administrators (CSA) today released its fiscal year 2021-2022 Enforcement Report (the Enforcement Report), which outlines the specific actions that CSA members undertook in the past year to detect, disrupt and deter wrongdoing and hold...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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