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Canadian Securities Administrators Request Comment on Proposed Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

by Barbara Hendrickson | Apr 19, 2022

The Canadian Securities Administrators (CSA) has published for comment a series of proposed amendments and proposed changes to implement an access equals delivery model for non-investment fund reporting issuers (the Proposed Amendments). The comment period will last...

Canada Climate Law Initiative (CCLI) Releases Response to proposed National Instrument 51-107 Disclosure of Climate-related Matters

by Barbara Hendrickson | Apr 6, 2022

The Canada Climate Law Initiative (CCLI) today released a report summarizing the 131 submissions the lobby group made to the Canadian Securities Administrators (CSA) on the proposed National Instrument 51-107 Disclosure of Climate-related Matters (NI 51-107)....

Canadian Web3 Council Formed to Promote Blockchain, Cryptocurrency

by Barbara Hendrickson | Apr 6, 2022

The Canadian Web3 Council was recently launched by industry leaders to promote the wider use of Web3 technology including blockchain and cryptocurrency. The goal of the Council, a non-profit trade association, is to encourage the growth of Web3 technology through...

SEC Welcomes Public Input on Climate Change Disclosures

by Barbara Hendrickson | Mar 28, 2022

The U.S. Securities and Exchange Commission (SEC) is requesting public input from investors, registrants, and other market participants on climate change disclosure. The SEC has periodically evaluated its regulation of climate change disclosures within the context of...

CSA Issues Statement Regarding Amended Special Economic Measures (Russia) Regulations

by Barbara Hendrickson | Mar 20, 2022

The Canadian Securities Administrators (CSA) is alerting all market participants to economic sanctions imposed recently by the Government of Canada under amendments to the Special Economic Measures (Russia) Regulations (the Regulations).   The Regulations, which were...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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