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Canadian Securities Regulators Publish Summary Of 2024 Systemic Risk Survey Results

by Barbara Hendrickson | Dec 5, 2024

According to results of the third annual systemic risk survey (The Survey) recently published by Canadian Securities Administrators (CSA), Canadian investment dealers and portfolio managers are less concerned about Canadian financial stability than last year. The...

Canadian Securities Regulators To Provide Temporary Relief From Requirements For Delivering Proxy- Related Material

by Barbara Hendrickson | Dec 5, 2024

In response to the current Canadian postal strike, the Canadian Securities Administrators (CSA) is providing temporary relief from requirements to deliver proxy-relate material for annual meetings through a temporary exemption from certain requirements in National...

CSA Publishes Amendments To Modernize The Prospectus Filing Model For Certain Investment Funds

by Barbara Hendrickson | Dec 5, 2024

The Canadian Securities Administrators (CSA) are adopting amendments to National Instrument 41-101 General Prospectus Requirements (NI 41-101), National Instrument 81-101 Mutual Fund Prospectus Disclosure (NI 81-101), related consequential amendments to NI 41- 101, NI...

Canadian Securities Regulators Publish Proposed Changes To Principal Distributor Model For Review And Comment

by Barbara Hendrickson | Dec 5, 2024

The Canadian Securities Administrators (CSA) are publishing a series of proposed amendments and changes to the principal distributor model in the distribution of mutual funds (the Proposed Amendments and Proposed Changes) for a 90-day comment period ending February...

Canadian Securities Regulators Propose Amendments To Multilateral Instrument 13-102 System Fees

by Barbara Hendrickson | Nov 25, 2024

The Canadian Securities Administrators (CSA) has published for comment proposed amendments (the Proposed Amendments) to Multilateral Instrument 13-102 System Fees for a 90-comment period ending February 19, 2025. The Proposed Amendments would see system fees for...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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