by Barbara Hendrickson | Dec 5, 2024
The Canadian Securities Administrators (CSA) are publishing a series of proposed amendments and changes to the principal distributor model in the distribution of mutual funds (the Proposed Amendments and Proposed Changes) for a 90-day comment period ending February...
by Barbara Hendrickson | Nov 25, 2024
The Canadian Securities Administrators (CSA) has published for comment proposed amendments (the Proposed Amendments) to Multilateral Instrument 13-102 System Fees for a 90-comment period ending February 19, 2025. The Proposed Amendments would see system fees for...
by Barbara Hendrickson | Nov 21, 2024
The Ontario Securities Commission (OSC) recently published Insights on the OSC Staff’s Approach to Sustainable Finance (the SF Insights), which builds on the work the regulator has done around sustainable finance and sets its approach for the coming years. The...
by Barbara Hendrickson | Nov 21, 2024
The Canadian Securities Administrators (CSA) is publishing for a 90-day comment period ending February 17, 2024, proposed amendments to: National Instrument 51-102 Continuous Disclosure Obligations (proposed amendments to NI 51-102) and proposed changes to: Companion...
by Barbara Hendrickson | Nov 12, 2024
The Ontario Securities Commission (OSC) recently published its Summary Report for Investment Fund and Structured Product Issuers (The Summary Report), which provides an overview of key activities undertaken by the Investment Management division in fiscal 2023-2024....
