BAX Securities Law™
  • Home
  • About Us
    • Who We Are
    • Our Commitment
    • Community
  • Our Practice
    • Corporate Finance & Securities
    • Investment Funds
    • Financial Services Regulation & Enforcement
    • Fintech
    • Real Estate Syndications
    • Securities Regulation & Enforcement
  • Team
    • Professionals
      • Barbara Hendrickson*
      • Janny Cho
      • Natalie Ochrym
    • Consultants
  • News Updates
  • Contact Us
Select Page

CSA Publishes Amendments To Modernize The Prospectus Filing Model For Certain Investment Funds

by Barbara Hendrickson | Dec 5, 2024

The Canadian Securities Administrators (CSA) are adopting amendments to National Instrument 41-101 General Prospectus Requirements (NI 41-101), National Instrument 81-101 Mutual Fund Prospectus Disclosure (NI 81-101), related consequential amendments to NI 41- 101, NI...

Canadian Securities Regulators Publish Proposed Changes To Principal Distributor Model For Review And Comment

by Barbara Hendrickson | Dec 5, 2024

The Canadian Securities Administrators (CSA) are publishing a series of proposed amendments and changes to the principal distributor model in the distribution of mutual funds (the Proposed Amendments and Proposed Changes) for a 90-day comment period ending February...

Canadian Securities Regulators Propose Amendments To Multilateral Instrument 13-102 System Fees

by Barbara Hendrickson | Nov 25, 2024

The Canadian Securities Administrators (CSA) has published for comment proposed amendments (the Proposed Amendments) to Multilateral Instrument 13-102 System Fees for a 90-comment period ending February 19, 2025. The Proposed Amendments would see system fees for...

Ontario Securities Commission publishes Insights on the OSC Staff’s Approach to Sustainable Finance

by Barbara Hendrickson | Nov 21, 2024

The Ontario Securities Commission (OSC) recently published Insights on the OSC Staff’s Approach to Sustainable Finance (the SF Insights), which builds on the work the regulator has done around sustainable finance and sets its approach for the coming years. The...

CSA Proposes Amendments And Changes To Implement An Access Model For Certain Continuous Disclosure Documents Of Non-Investment Fund Reporting Issuers

by Barbara Hendrickson | Nov 21, 2024

The Canadian Securities Administrators (CSA) is publishing for a 90-day comment period ending February 17, 2024, proposed amendments to: National Instrument 51-102 Continuous Disclosure Obligations (proposed amendments to NI 51-102) and proposed changes to: Companion...
  1. Pages:
  2. «
  3. 1
  4. 2
  5. 3
  6. 4
  7. 5
  8. 6
  9. 7
  10. 8
  11. ...
  12. 107
  13. »
« Older Entries
Next Entries »

About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

Join Our Mailing List

©2025 BAX Securities Law
390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

  • Facebook
  • X
  • RSS
.;;;;;;;;;;;;;;;;;;;;;;