The latest corporate securities law news, insights and activity. BAX Securities Law® has been repeatedly recognized as one of Canada’s top corporate law boutiques by Canadian Lawyer Magazine. The recognition acknowledges BAX Securitie’s nationwide legal expertise, deep industry knowledge, quality legal services, and willingness to go above and beyond to help their clients achieve their goals.
BAX Securities Law’s Barbara Hendrickson is featured in a recent article in Bloomberg News, “ETF Pioneer Som Seif Fights Back as Canada Regulator Questions ESG Claims,” The article, by Bloomberg reporter Melissa Shin discusses the…
October 23, 2025 9:30AM EST Webinar Please join Barbara Hendrickson and Robb Miller for our webinar on “Funding Your Fintech: Navigating the Drought in Canadian Venture Capital.” The webinar is in first as a series…
The British Columbia Securities Commission (BCSC) has published its 2024 Annual Compliance Report Card (the Report Card), which details the know-your-client (KYC) deficiencies of BC investment firms that underwent compliance reviews. The Report Card notes…
Canadian Lawyer has launched the biannual Top Corporate Law Boutiques to spotlight the firms that have demonstrated excellence in client service, innovation, and legal expertise. BAX Securities Law was fortunate enough to have received this designation several times…
Euronext NV (European New Exchange Technology) is Europe’s largest stock exchange one of the largest in the world. It was created in 2000 with the merger of the Amsterdam, Paris, and Brussels stock exchanges in…
BAX Securities Law is pleased to announce that its founder and Securities Partner, Barbara Hendrickson, is included in the 2026 edition of The Best Lawyers in Canada. The Best Lawyers® awards are given to lawyers…
The Autorité des marchés financiers (AMF) has published Bulletin of the Financial Markets Authority 5.2 Guideline for the Use of Artificial Intelligence (the Guidelines) for comment and review for a period ending November 7 2025.…
Toronto, September 5, 2025: BAX Securities Law is pleased to invite friends and colleagues to the next meeting on Thursday September18, 2025, at 9:30 am at Chefs Hall, 111 Richmond St. W in downtown Toronto (Lost Coffee area).…
The Canadian Securities Administrators (CSA) recently published their 2024 – 2025 Year in Review (The Year in Review), highlighting the regulator’s activities during the past year, including the issuing of over one thousand investor alerts,…
The Ontario Securities Commission (OSC)’s Registration, Inspections and Examinations (RIE) Division has published OSC Staff Notice 33-759 − Registration, Inspections and Examinations Division − 2025 Annual Report (the Annual Report). The RIE Division of the…