Euronext Decoded
Euronext NV (European New Exchange Technology) is Europe’s largest stock exchange one of the largest in the world. It was created in 2000 with the merger of the Amsterdam, Paris, and Brussels stock exchanges in…
News & Updates
The latest corporate securities law news, insights and activity. BAX Securities Law® has been repeatedly recognized as one of Canada’s top corporate law boutiques by Canadian Lawyer Magazine. The recognition acknowledges BAX Securitie’s nationwide legal expertise, deep industry knowledge, quality legal services, and willingness to go above and beyond to help their clients achieve their goals.
BAX’s Barbara Hendrickson included in the 2026 edition of The Best Lawyers in Canada
BAX Securities Law is pleased to announce that its founder and Securities Partner, Barbara Hendrickson, is included in the 2026 edition of The Best Lawyers in Canada. The Best Lawyers® awards are given to lawyers…
Quebec Securities Regulator Publishes Artificial Intelligence Guidelines For Comment And Review
The Autorité des marchés financiers (AMF) has published Bulletin of the Financial Markets Authority 5.2 Guideline for the Use of Artificial Intelligence (the Guidelines) for comment and review for a period ending November 7 2025.…
BAX Securities Law Announces September Toronto Business Lawyers Association Monthly Meeting
Toronto, September 5, 2025: BAX Securities Law is pleased to invite friends and colleagues to the next meeting on Thursday September18, 2025, at 9:30 am at Chefs Hall, 111 Richmond St. W in downtown Toronto (Lost Coffee area).…
CSA’s 2024-2025 Year in Review Highlights Increased Crypto Enforcement Actions
The Canadian Securities Administrators (CSA) recently published their 2024 – 2025 Year in Review (The Year in Review), highlighting the regulator’s activities during the past year, including the issuing of over one thousand investor alerts,…
OSC’s Registration, Inspections And Examinations Division Publishes its 2025 Annual Report
The Ontario Securities Commission (OSC)’s Registration, Inspections and Examinations (RIE) Division has published OSC Staff Notice 33-759 − Registration, Inspections and Examinations Division − 2025 Annual Report (the Annual Report). The RIE Division of the…
CSA Announces Exemptions for Investment Funds to Facilitate Access to The Bank Of Canada’s Contingent Term Repo Facility
The Canadian Securities Administrators (CSA) recently published CSA Notice 81-930 – Exemptions from Certain Repurchase Transactions Requirements for Investment Funds, a coordinated series of blanket orders granting exemptive relief to facilitate access to the Bank…
CSA Publishes for Review and Comment Proposed Process Refinements and Dispute Resolution Oversight
The Canadian Securities Administrators (CSA) has recently published for review and comment CSA Notice and Request for Comment 25-314 – Proposed approach to oversight and refinements to the proposed binding authority framework for an identified…
Securities Regulators’ Report Highlights Sales Culture Concerns at Canada’s Largest Bank-Affiliated Dealers
A recent report by the Ontario Securities Commission (OSC) and the Canadian Investment Regulatory Organization (CIRO), Sales Culture Concerns at Five of Canada’s Bank-Affiliated Dealers (The Report). The Report, which presents survey results from nearly…
Canadian Securities Regulators Issue Guidance About Regulatory Concerns With Certain Asset Or Business Acquisitions
The Canadian Securities Administrators (CSA) have recently published CSA Staff Notice 51-366 Regulatory Concerns with Certain Asset or Business Acquisitions (the Staff Notice) that provides guidance about regulatory concerns with certain with certain asset or…