The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) has published a set of resources to support Canadian mortgage industry compliance under the Proceeds of Crime (Money Laundering) and Terrorist Finance Act (PCMLTFA) and… FINTRAC Supports Mortgage Sector Compliance
In the wake of the recent record CAD $176,960,190 administrative monetary penalty levied by the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) on Xeltox Enterprises Ltd. of Vancouver (also known as Cryptomus ), the… CSA Cautions Crypto Lending Platforms And Customers
The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) has issued a record CAD $176,960,190 administrative monetary penalty on Xeltox Enterprises Ltd. of Vancouver, a reporting entity providing virtual currency transaction service (also operating as… FINTRAC Issues Record CAD $176 Million Penalty To Xeltox/Cryptomus
The Ontario Securities Commission (OSC) has published OSC Staff Notice 33-760 Digital Engagement Practices: Focused Compliance Examination of Online Retail Platforms (The Staff Notice). The Staff Notice outlines the regulator’s findings and provides guidance on… OSC Releases Findings On Digital Engagement Practices In Online Investing
The Canadian Securities Administrators (CSA) recently published Notice and Request for Comment – Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers, a proposed multi-year pilot to allow eligible venture issuers… CSA Proposes Semi-Annual Reporting Pilot
Thanks for joining Barbara Hendrickson and Robb Miller for our October 23, 2025 webinar on “Funding Your Fintech: Navigating the Drought in Canadian Venture Capital”. Please find our presentation here This publication is not intended… Funding Your Fintech: Navigating the Drought in Canadian Venture Capital.
The Canadian Securities Administrators (CSA) has updated requirements for delivering proxy-related materials for shareholder meetings, advising that the relief is no longer required under Coordinated Blanket Order 51-932 Temporary Exemption from requirements in National Instrument… CSA Updates Requirements For Delivering Proxy-Related Materials During Canada Post Labour Dispute
As part of its drive to for increased transparency and to encourage compliance in the exempt market, the Ontario Securities Commission has published the AFS Non-Delivery List (the AFS List), a list of non-reporting issuers… OSC Publishes List Of Non-Reporting Exempt Market Issuers
BAX Securities Law’s Barbara Hendrickson is featured in a recent article in Bloomberg News, “ETF Pioneer Som Seif Fights Back as Canada Regulator Questions ESG Claims,” The article, by Bloomberg reporter Melissa Shin discusses the… BAX Securities Law’s Barbara Hendrickson interviewed by Bloomberg News
October 23, 2025 9:30AM EST Webinar Please join Barbara Hendrickson and Robb Miller for our webinar on “Funding Your Fintech: Navigating the Drought in Canadian Venture Capital.” The webinar is in first as a series… BAX Securities Law Invites you to Funding Your Fintech: Navigating the Drought in Canadian Venture Capital