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Alberta and Saskatchewan Expand Self-Certified Investor Prospectus Exemption

by Barbara Hendrickson | Aug 5, 2022

The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) have amended the self-certified investor prospectus exemption in response to market feedback to provide greater flexibility to businesses and investors in...

Chartered Professional Accountants of Canada Publish Climate Governance Guide

by Barbara Hendrickson | Aug 5, 2022

Amid the continuing challenges posed by climate change, The Chartered Professional Accountants of Canada (CPA Canada) has published its guide for audit committees in their oversight of climate change, Climate Change – A Role for Audit Committees (the Guide). The Guide...

Canadian Securities Administrators Publish 2022 – 2025 Business Plan

by Barbara Hendrickson | Jul 12, 2022

The Canadian Securities Administrators (CSA) have published 2022-2025 CSA Business Plan (The Business Plan). The Business Plan, approved on June 9, 2022, sets out the priorities that the CSA has committed to pursue collaboratively over the next three years. The...

Comment Period on Mineral Disclosure Consultation Extended

by Barbara Hendrickson | Jul 4, 2022

The Canadian Securities Administrators (CSA) have extended the consultation period for CSA Consultation Paper 43-401 Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects (The Consultation Paper) a further 60 days, now ending on...

Canadian Securities Administrators Publish 2021-2022 Enforcement Report

by Barbara Hendrickson | Jul 4, 2022

The Canadian Securities Administrators (CSA) today released its fiscal year 2021-2022 Enforcement Report (the Enforcement Report), which outlines the specific actions that CSA members undertook in the past year to detect, disrupt and deter wrongdoing and hold...

Joint Forum of Financial Market Regulators Receive Early Feedback Regarding Total Cost Reporting and Climate Change 

by Barbara Hendrickson | Jun 24, 2022

The Joint Forum of Financial Market Regulators (Joint Forum) held its annual meeting on June 15, 2022. The Joint Forum brings together members of the Canadian Securities Administrators (CSA), the Canadian Council of Insurance Regulators (CCIR), the Canadian...

Changes to Registration Requirements, Exemptions and Ongoing Registrant Obligations, and Ontario Securities Commission Rule 33-506 (Commodity Futures Act) Registration Information in Effect

by Barbara Hendrickson | Jun 14, 2022

On June 6, 2022, pursuant to section 143.4 of the Securities Act (Ontario), amendments to the following rules came into force: National Instrument 33-109 Registration Information (NI 33-109), and National Instrument 31-103 Registration Requirements, Exemptions and...

Canadian securities regulators propose changes to enhance derivatives data reporting

by Barbara Hendrickson | Jun 14, 2022

Members of the Canadian Securities Administrators (CSA) recently published for comment for a five-month period ending October 7, 2022, a set of proposals  (the Proposed Amendments) designed to streamline and internationally harmonize over-the-counter derivatives data...

TSX Venture Exchange Publishes Bulletin Regarding Sustaining Fees

by Barbara Hendrickson | May 27, 2022

The TSX Venture Exchange (TSX-V) has published a bulletin to issuers reminding them that the 2022 annual sustaining fees were due and payable March 31, 2022. In the bulletin, TSX-V staff note that late payment can result in a late payment fee and that failure to make...

OSC Announces Businesses Selected for New Capital Markets Testing Environment

by Barbara Hendrickson | May 25, 2022

The Ontario Securities Commission (OSC) recently announced that seven businesses that will be part of its new  capital markets testing environment, OSC TestLab. This initiative allows businesses to test solutions that can help Ontario registrants and contribute to...
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