BAX Securities Law is pleased to announce that its founder and Securities Partner, Barbara Hendrickson, is included in the 2026 edition of The Best Lawyers in Canada. The Best Lawyers® awards are given to lawyers… BAX’s Barbara Hendrickson included in the 2026 edition of The Best Lawyers in Canada
The Autorité des marchés financiers (AMF) has published Bulletin of the Financial Markets Authority 5.2 Guideline for the Use of Artificial Intelligence (the Guidelines) for comment and review for a period ending November 7 2025.… Quebec Securities Regulator Publishes Artificial Intelligence Guidelines For Comment And Review
Toronto, September 5, 2025: BAX Securities Law is pleased to invite friends and colleagues to the next meeting on Thursday September18, 2025, at 9:30 am at Chefs Hall, 111 Richmond St. W in downtown Toronto (Lost Coffee area).… BAX Securities Law Announces September Toronto Business Lawyers Association Monthly Meeting
The Canadian Securities Administrators (CSA) recently published their 2024 – 2025 Year in Review (The Year in Review), highlighting the regulator’s activities during the past year, including the issuing of over one thousand investor alerts,… CSA’s 2024-2025 Year in Review Highlights Increased Crypto Enforcement Actions
The Ontario Securities Commission (OSC)’s Registration, Inspections and Examinations (RIE) Division has published OSC Staff Notice 33-759 − Registration, Inspections and Examinations Division − 2025 Annual Report (the Annual Report). The RIE Division of the… OSC’s Registration, Inspections And Examinations Division Publishes its 2025 Annual Report
The Canadian Securities Administrators (CSA) recently published CSA Notice 81-930 – Exemptions from Certain Repurchase Transactions Requirements for Investment Funds, a coordinated series of blanket orders granting exemptive relief to facilitate access to the Bank… CSA Announces Exemptions for Investment Funds to Facilitate Access to The Bank Of Canada’s Contingent Term Repo Facility
The Canadian Securities Administrators (CSA) has recently published for review and comment CSA Notice and Request for Comment 25-314 – Proposed approach to oversight and refinements to the proposed binding authority framework for an identified… CSA Publishes for Review and Comment Proposed Process Refinements and Dispute Resolution Oversight
A recent report by the Ontario Securities Commission (OSC) and the Canadian Investment Regulatory Organization (CIRO), Sales Culture Concerns at Five of Canada’s Bank-Affiliated Dealers (The Report). The Report, which presents survey results from nearly… Securities Regulators’ Report Highlights Sales Culture Concerns at Canada’s Largest Bank-Affiliated Dealers
The Canadian Securities Administrators (CSA) have recently published CSA Staff Notice 51-366 Regulatory Concerns with Certain Asset or Business Acquisitions (the Staff Notice) that provides guidance about regulatory concerns with certain with certain asset or… Canadian Securities Regulators Issue Guidance About Regulatory Concerns With Certain Asset Or Business Acquisitions
Bill C-2, The Strong Borders Act (the Bill) was recently introduced in the Parliament of Canada as a centrepiece legislation of the new Liberal Government of Prime Minister Mark Carney. The Bill, if passed, proposes… The Strong Borders Act amends the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)