October 23, 2025 9:30AM EST Webinar Please join Barbara Hendrickson and Robb Miller for our webinar on “Funding Your Fintech: Navigating the Drought in Canadian Venture Capital.” The webinar is in first as a series… BAX Securities Law Invites you to Funding Your Fintech: Navigating the Drought in Canadian Venture Capital
The British Columbia Securities Commission (BCSC) has published its 2024 Annual Compliance Report Card (the Report Card), which details the know-your-client (KYC) deficiencies of BC investment firms that underwent compliance reviews. The Report Card notes… BCSC Compliance Report Card Highlights 2024 Compliance Reviews
Canadian Lawyer has launched the biannual Top Corporate Law Boutiques to spotlight the firms that have demonstrated excellence in client service, innovation, and legal expertise. BAX Securities Law was fortunate enough to have received this designation several times… Cast Your Vote for BAX Securities Law as Top Corporate Law Boutique
Euronext NV (European New Exchange Technology) is Europe’s largest stock exchange one of the largest in the world. It was created in 2000 with the merger of the Amsterdam, Paris, and Brussels stock exchanges in… Euronext Decoded
BAX Securities Law is pleased to announce that its founder and Securities Partner, Barbara Hendrickson, is included in the 2026 edition of The Best Lawyers in Canada. The Best Lawyers® awards are given to lawyers… BAX’s Barbara Hendrickson included in the 2026 edition of The Best Lawyers in Canada
The Autorité des marchés financiers (AMF) has published Bulletin of the Financial Markets Authority 5.2 Guideline for the Use of Artificial Intelligence (the Guidelines) for comment and review for a period ending November 7 2025.… Quebec Securities Regulator Publishes Artificial Intelligence Guidelines For Comment And Review
Toronto, September 5, 2025: BAX Securities Law is pleased to invite friends and colleagues to the next meeting on Thursday September18, 2025, at 9:30 am at Chefs Hall, 111 Richmond St. W in downtown Toronto (Lost Coffee area).… BAX Securities Law Announces September Toronto Business Lawyers Association Monthly Meeting
The Canadian Securities Administrators (CSA) recently published their 2024 – 2025 Year in Review (The Year in Review), highlighting the regulator’s activities during the past year, including the issuing of over one thousand investor alerts,… CSA’s 2024-2025 Year in Review Highlights Increased Crypto Enforcement Actions
The Ontario Securities Commission (OSC)’s Registration, Inspections and Examinations (RIE) Division has published OSC Staff Notice 33-759 − Registration, Inspections and Examinations Division − 2025 Annual Report (the Annual Report). The RIE Division of the… OSC’s Registration, Inspections And Examinations Division Publishes its 2025 Annual Report
The Canadian Securities Administrators (CSA) recently published CSA Notice 81-930 – Exemptions from Certain Repurchase Transactions Requirements for Investment Funds, a coordinated series of blanket orders granting exemptive relief to facilitate access to the Bank… CSA Announces Exemptions for Investment Funds to Facilitate Access to The Bank Of Canada’s Contingent Term Repo Facility